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Advanced-CAMS-Audit최신덤프샘플문제 & Advanced-CAMS-Audit시험

KoreaDumps의ACAMS인증 Advanced-CAMS-Audit덤프를 공부하시면 한방에 시험을 패스하는건 문제가 아닙니다. KoreaDumps의ACAMS인증 Advanced-CAMS-Audit덤프는 시험적중율 최고의 인지도를 넓히 알리고 있습니다.저희가 제공한 시험예상문제로 시험에 도전해보지 않으실래요? ACAMS인증 Advanced-CAMS-Audit덤프를 선택하시면 성공의 지름길이 눈앞에 다가옵니다.

ACAMS Advanced-CAMS-Audit 시험요강:

주제
소개

주제 1

Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

주제 2

Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.

주제 3

Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.

주제 4

Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.

>> Advanced-CAMS-Audit최신 덤프샘플문제 <<

최신버전 Advanced-CAMS-Audit최신 덤프샘플문제 퍼펙트한 덤프 구매후 불합격시 덤프비용 환불

KoreaDumps의ACAMS Advanced-CAMS-Audit 덤프 구매 후 등록된 사용자가 구매일로부터 일년 이내에ACAMS Advanced-CAMS-Audit시험에 실패하셨다면 KoreaDumps메일에 주문번호와 불합격성적표를 보내오셔서 환불신청하실수 있습니다.구매일자 이전에 발생한 시험불합격은 환불보상의 대상이 아닙니다. 개별 인증사는 불합격성적표를 발급하지 않기에 재시험신청내역을 환불증명으로 제출하시면 됩니다.

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q10-Q15):

질문 # 10
When evaluating an AML training program tor CFT functions the auditor should verify that:

A. tailored training has been provided to AML and CFT staff.
B. interns and third parties are not included.
C. ethics training has been delivered to senior management.
D. attendees have completed post-course surveys.

정답：A

설명：
These answers are aligned with best practices and principles outlined in FATF recommendations and the context of AML/CFT risk management and training standards. If further detailed references are required, feel free to ask!

질문 # 11
Which should be evaluated when analyzing components of risk mitigation in an AML risk assessment?
(Select Two.)

A. Liquidity risk
B. Office of Foreign Assets Control filtering
C. Product risk
D. Overall customer volume
E. Customer risk

정답：C,E

설명：
Product Risk: Certain products (e.g., high-value transfers, anonymous payment systems) inherently carry higher AML risks and require tailored risk mitigation measures.
Customer Risk: Understanding the risk profile of customers, including PEPs and high-net-worth individuals, is critical to assessing exposure and implementing risk-based approaches.
Both factors are core components in AML risk assessments, as highlighted in CAMS-Audit materials and FATF standards.

질문 # 12
The auditor finds that thecustomer risk assessment (CRA) is completed at initial onboarding and is repealed for each customer every other year. The auditor's observations should Include that the CRA should:

A. include an assessment of jurisdiction where the customer currently resides as this may have changed.
B. be updated more often given the risk of the entity.
C. include a qualitative overlay that 95% of the products offered are subject to regulatory exemptions.
D. allow for sales oy third patties other than advisors since most of the customers are local residents.

정답：A

설명：
Dynamic Nature of Customer Risk Assessment (CRA):
* A comprehensive CRA should incorporate jurisdictional risks, as customer location changes could introduce new risks, such as exposure to high-risk or non-compliant jurisdictions.
FATF Recommendations on Risk-Based Approach:
* Periodic updates to the CRA, including changes in customer location, align with FATF's risk-based approach and Recommendation 10.
Audit Observation Implications:
* Omission of jurisdictional assessments could result in undetected risks, undermining the integrity of the AML program.

질문 # 13
Which products/services increase the risk level for money laundering for XYZ Bank?

A. International fund transfers
B. Foreign exchange services
C. Letters of credit
D. Payable through accounts

정답：A,D

설명：
Payable through accounts allow foreign banks' customers direct access to the correspondent account, which can increase the risk of money laundering due to less direct oversight.

질문 # 14
Which should be incorporated into an AML compliance policy? (Select Three.)

A. Cryptocurrency threat assessment
B. Financial results reporting
C. Documentation record keeping
D. Suspicious activity reporting
E. Mandatory training requirements
F. Credit risk assessment

정답：C,D,E

설명：
AML Compliance Policy Elements:
* A. Record Keeping: Essential for regulatory compliance, ensuring accurate data retention for audits and investigations.
* B. Suspicious Activity Reporting: A core AML requirement, mandated by FATF recommendations to identify and report suspicious transactions.
* E. Training Requirements: Ensures staff understand their AML obligations, as highlighted in Basel and FATF guidelines.

질문 # 15
......

KoreaDumps 의 학습가이드에는ACAMS Advanced-CAMS-Audit인증시험의 예상문제, 시험문제와 답입니다. 그리고 중요한 건 시험과 매우 유사한 시험문제와 답도 제공해드립니다. KoreaDumps 을 선택하면 KoreaDumps 는 여러분을 빠른시일내에 시험관련지식을 터득하게 할 것이고ACAMS Advanced-CAMS-Audit인증시험도 고득점으로 패스하게 해드릴 것입니다.

Advanced-CAMS-Audit시험: https://www.koreadumps.com/Advanced-CAMS-Audit_exam-braindumps.html